Meet the Team
If you’re searching for information on who is authorised to give financial advice:
The Senior Managers and Certification Regime (SM&CR) was extended to firms like Prosperity Wealth Ltd on 9 December 2019. This means that advisers no longer require approval by the Financial Conduct Authority. This is because, under the SM&CR regime, Financial Advisers will need to be certified directly by their firms.
Prosperity Wealth has approved and certified the advisers named on this website. From end of December 2020, this information will also be published on the FS Register.
Should you have any concerns please do not hesitate to contact us directly to confirm the details and certification of an adviser.